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The standard every firm in our network is held to, what counts as an infraction, and what happens when one is issued.
An infraction is a documented violation of an established policy, procedure, or directive. It requires formal acknowledgment and may lead to corrective or disciplinary action.
An infraction happens when three things are true: a rule exists, the rule is broken, and there is evidence to support it. If any of those is missing, it is not an infraction.
We hold every firm in our network to one standard, and we hold ourselves to it too. That accountability is why our clients stay, and why the work keeps coming back to the firms who perform.
A firm that accumulates multiple infractions without taking corrective action, or that repeats the same violations, can have its payments delayed until the issues are resolved. Accountability and payment go together.
Every infraction is assigned a severity. Repeated violations move up a level.
Examples
What happens
Immediate removal from the site, mandatory notification to your firm, escalation to leadership, and possible contract review or termination. These bypass warnings.
Examples
What happens
A formal infraction is issued, a corrective action plan is required, and the officer may be removed. A pattern escalates quickly.
Examples
What happens
A documented warning or infraction with required coaching, tracked for patterns. Repeated issues escalate to High.
Examples
What happens
Coaching or a verbal warning, documented internally. Repeated issues escalate to Medium.
Repeated violations automatically move up a level. This keeps small issues from quietly adding up.
If your firm receives an infraction, you are expected to do three things.
Confirm you have received and understood the infraction.
Submit a corrective action plan that addresses what happened.
Replace personnel when the situation calls for it.
Failure to comply escalates to a review of your contract. Here is how the process runs: every infraction is documented with evidence, our compliance team calls the firm owner to review it, you receive a copy by email for your records, and then you acknowledge it and provide your corrective action.
Check the box and enter your company email so we know your firm understands our standards.
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